Raising capital is Janey’s speciality, a few things to consider...
There are so many different ways to raise capital from investors, but overall one can do so via a conveyance of shares (equity) or a loan (debt) from investors. With increasing compliance requirements and calls for offeror transparency from regulators of NZ’s financial markets, let’s work together to ensure that your business achieves a solid raise!
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Discuss with Janey on what will be relevant for you so that she can prepare an investment agreement specific for your business.
Financial Markets Compliance
- Investor eligibility.
- Investor certifications.
- Advertising of offer.
- Disclosure rules.
Anti-Money Laundering
- Who is the investor?
- Where are they from?
- Source of funds.
- Tax identifiers.
Terms & Conditions
- Share issue vs. sale.
- NDA / exclusivity.
- Warranties.
- IP inclusive?
- Directorships?
- Bank consents?
- Settlement process.
- Governance documents.
- Treatment of capital.
Investor Relations
- Marketing (i.e. IM)?
- Dedicated sales-team / investor point of contact.